Ivan Barretto of RIA Compliance Concepts on Compliance as the Hidden Superpower of Successful FinTech Startups

Written By Mike Langford

Ivan Barretto of RIA Compliance Concepts is the first to admit that compliance is not the sexiest topic for a podcast. However, that didn’t stop him and the team from launching their own show, The RIA Compliance Collective. I’ve had the honor of being a guest on the show. Twice!

Here’s the thing, compliance is the hidden superpower for the financial services ecosystem, and for any FinTech startup hoping to succeed they need to lean on compliance heavily. In an early episode of the Modern Financial Advisor podcast by Truelytics, Ivan joined me to explore how RIAs and wealth management firms could use compliance for a strategic advantage.

As you’ll hear Ivan and I discuss, working with your compliance team can help you move faster than your competitors and you might just discover new opportunities in the process.

Please feel free to email Ivan with questions or to explore how he and the RIA Compliance Concepts team can help your FinTech company move faster.


Mike Langford
Founder & CEO of finservMarketing. Financial services industry veteran with over 20 years of experience in both retail and institutional segments. Early pioneer in the use of social media and digital marketing for financial advisors.
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